Disassembly Investigation of Batteries and Capacitors,
Investigation for Deterioration and Defect,
and Structural Analysis

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Analysis of Negative Electrodes

With our low-damage cross-section creating technologies such as cooled ion milling (cryo-CP) in a non-exposure manner and electron energy loss spectrum (EELS) nano-region mapping technology using an aberration-corrected scanning transmission electron microscope (Cs-STEM), JFE-TEC can analyze the coating (SEI) of the negative electrode surface such as carbon and silicon (Si).

List of Analysis Methods

Analysis method Non-exposure Option
Processing method Ion milling method Cooling
Focused ion beam (FIB) method Cooling
Surface (cross-section) analysis SEM Energy dispersive X-ray analysis (EDX) Secondary
electron image/backscattered electron image
Electron back scattering diffraction (EBSD) method
In-situ (all-solid battery)
TEM Spherical aberration (Cs) correction,
Scanning
transmission electron microscope (STEM) Energy
dispersive X-ray analysis (EDX) Electron energy loss
spectrum (EELS) Selected area diffraction Ultra-low
acceleration voltage
Energy dispersive X-ray analysis (EDX)
Photoelectron spectroscopy (XPS)
Auger electron spectroscopy (AES)
Glow discharge optical emission spectrometry (GD-OES)
Composition analysis Inductively coupled plasma (ICP) ICP - emission spectroscopy (AES)
ICP - mass spectrometry (MS)
Solid NMR 7Li, 13C
Structural analysis X-ray diffraction (XRD) In-situ analysis
Moisture analysis Karl Fischer method
Analysis method Application
Binder analysis Thermogravimetric analysis (TGA) PVDF
GC-MS
Gel permeation chromatograph (GPC)

Structural Analysis of a Carbon-based Negative Electrode

Carbon-based active material, which is commonly used for lithium (Li)-ion batteries, is divided into various types including natural graphite, artificial graphite, meso-carbon micro-beads (MCMB), and non-graphitizable carbon.

Example of cross-sectional FE-SEM observation without exposure to atmosphere
(negative electrode material for batteries)

Observed specimen: natural graphite in fully-charged state (SOC 100%) (particle diameter: approx. 25 µm)
New battery Deteriorated battery
New battery Deteriorated battery

Fig. 3: Case example of analysis of the Li state on the carbon negative electrode surface of a deteriorated battery (XPS)
New battery → Li+ ions are stored between graphite layers
Deteriorated battery → metallic Li is deposited on the electrode surface

We conduct comprehensive assessment of surface functional group analysis of functional carbon for battery materials.

  • Characteristics of the functional carbon

    Carbon materials, which have diversified structures, are used in a broad range of applications such as negative electrodes of lithium-ion secondary batteries, electrodes and separators of fuel cells, and electrodes for capacitors.

    The characteristics of carbon can be analyzed and evaluated from various viewpoints. This section introduces analyses of surface functional groups, which are considered to affect electric characteristics (electric capacity, electric resistance) as well as the battery life.

  • Analysis method

    We comprehensively evaluate the characteristics of carbon based on the difference in the content of surface functional groups by conducting multilateral measurements and analyses such as chemical analysis, physical structure analysis and organic structure analysis.

    ・ Acid-base titration method: Boehm method

    ・ Semiquantitative method based on XPS

    ・ Semiquantitative method based on FT-IR

    In addition to these, we also recommend using our analyses such as an iodine and methylene blue adsorption performance evaluation as an evaluation of the pore structure of carbon material, which is said to contribute to electric capacity and responsiveness.

Case example of analysis (acid-base titration method: analysis of the carbon surface functional group based on the Boehm method)

Perform back titration using a hydrochloric acid solution with an "automatic potentiometric titrator" by individually adding sodium hydroxide and sodium hydrogen carbonate to the sample (in inert atmosphere).

  • Total content of acidic functional groups (total acid content): hydrochloric acid solution consumption under conditions where sodium hydroxide is added
  • Content of strongly acidic functional groups (carboxyl group content): hydrochloric acid solution consumption under conditions where sodium hydrogen carbonate is added
  • Content of weakly acidic functional groups (phenolic hydroxyl group content): total acid content - carboxyl group content
Table 1: Analysis of surface functional groups of carbon based on the Boehm method
Sample Total acid content
[ mmol/g ]
Phenolic hydroxyl group
[ mmol/g ]
Carboxyl group
[ mmol/g ]
A: Conventional carbon 0.18 0.17 0.01
B: Improved carbon 0.44 0.34 0.10
C: Improved carbon 0.52 0.40 0.12

Structure Analysis of the Silicon (Si) Negative Electrode

We can track how the negative electrode material changes in the charge-discharge process by combining various analysis methods.

The following introduces examples of negative electrodes using single-crystal Si as the active material.

In-situ crystal structure analysis during charge and discharge

  • Change in crystalline state where Li is being stored can be captured by repeatedly performing XRD measurement while charging with a half-cell structure of a Li counter electrode.

    Since the (111) peak of the single crystal Si is decreased as the charge progresses, decrease in crystallinity associated with charge was confirmed.

Behavior of Li in a Si negative electrode in state of charge

As a result of performing SEM observation and TEM observation with a 40% charged Si negative electrode not exposed to atmosphere, a meshed affected zone (non-crystalline) was observed in the active material.

By conducting EELS analysis, it was found that the affected zone was a layer formed through Li-Si reaction.

In addition, we can also examine the relationship between entry direction of Li and the crystal orientation of Si using EBSD and analyze the compositions of SEI based on the STEM-EELS method.

Analysis of the Li Insertion Direction in the Si Negative Electrode using the Electron Back Scattering Diffraction Method

The Si negative electrode is a negative electrode material that stores Li through insertion of Li into Si.

The following SEM image was obtained as a result of observing how Li was inserted by charging single-crystal Si with 40% charged while using the single-crystal Si as the negative electrode.

The meshed structure appearing in the active material is a region that was non-crystallized through insertion of Li.

As a result of analyzing the EBSD measurement result, it was found that the measuring plane was the (001) plane, and the Li insertion path coincided with the (101) plane of Si.

This result suggests that Li was selectively inserted along the (101) plane of Si during charge.

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